Market Surveillance Executive

📍 Location: Raffles Place 💰 Salary: Commensurate with experience 🕒 Working Hours: Monday to Friday, 9:00 AM – 6:00 PM

Job Responsibilities

• Monitor trading activities and investigate unusual transactions, orders, and trading behaviour.
• Review surveillance alerts and identify potential market misconduct or regulatory breaches.
• Conduct preliminary investigations and escalate suspicious activities where necessary.
• Maintain and enhance market surveillance frameworks, policies, and procedures.
• Support regulatory compliance activities, including reporting and internal control reviews.
• Liaise with regulators, external authorities, and internal stakeholders on compliance-related matters.
• Assist in strengthening corporate governance practices and internal processes.
• Support whistleblowing investigations, disciplinary matters, and other compliance projects.

Requirements

• Bachelor's degree in Law, Finance, Business, Accounting, Economics, or a related discipline.
• Minimum 1-3 years of relevant experience in market surveillance, trading compliance, regulatory compliance, or derivatives trading environments.
• Experience in derivatives trading surveillance or investigations will be advantageous.
• Background in investigations, enforcement, regulatory bodies, or law enforcement is a plus.
• Strong analytical, investigative, and problem-solving skills.
• Proficient in handling and analysing large datasets.
• Able to work independently while collaborating effectively within a team environment.

Why Join Us?

• Opportunity to work within a highly regulated financial markets environment.
• Exposure to market surveillance, compliance, investigations, and corporate governance functions.
• Collaborative and professional working environment in the heart of Singapore's financial district.

📩 To apply, please click “Apply Now” or send your updated resume to dorothy@recruitlync.com / WhatsApp 8501 7683.

Ooi Shi Hui Dorothy (R1762852) Recruit Lync Pte Ltd (22C1000)