Compliance Associate
Company & Regional Overview LaSalle is a global real estate investment manager where exceptional investment talent, deep market and sector expertise, and data-driven intelligence are applied through a disciplined fair-value framework. Enhanced by industry-leading research and sustainability insights, we deliver outperformance that meets investor needs for income, growth, and diversification. We are the investment division of JLL, and our capabilities are supported by the scale of our global platform and the JLL ecosystem, providing us access to a network of global relationships, powerful analytics, market-leading insights, and cutting-edge technology. As part of JLL, we've been recognized as both a World's Most Ethical and World's Most Admired company. What drives us most is knowing our decisions improve lives and strengthen communities. Through our Culture of Care, we keep people at the heart of business. We also invest in our own people’s growth through our 'Steer Your Career' strategy, empowering customized career journeys and developing managers into coaches, mentors and leaders. At LaSalle, your perspective and contributions drive meaningful impact. Build your career with an investment management company committed to clients, communities, and each other. Position Overview To provide commercial risk management, compliance, regulatory and governance support to the business in Asia Pacific. Responsibilities Assist the Vice President, Legal and Compliance Counsel in day-to-day compliance operations for LaSalle Asia Pacific, with a focus on LaSalle Singapore (CMS-licensed entity) and LaSalle Australia (AFS-licensed entity)
Maintenance of compliance calendar and register - including MAS and ASIC filings, attestations, periodic reviews, policy review cycles and regulatory submission windows
Support the drafting, review and periodic updates of compliance policies and procedures
Monitor MAS and ASIC circulars and regulatory developments and provide relevant updates to the business, as appropriate
Administer and coordinate the firm’s compliance technology platform – tracking of MAS and ASIC appointed representative obligations, attestations, requests etc.
Assist in audit, regulatory and licensing matters – including compilation and submission of regulatory returns and filings and responding to ad-hoc and routine regulatory queries and client DDQs, where applicable
Review of marketing materials in line with regulatory requirements
Participate and provide support in regional and / or global compliance initiatives and projects
Conduct AML / KYC processes on investor and counterparties in line with firm’s AML / CTF policy
Assist with compliance monitoring and testing activities and in the preparation of related reports
Support compliance onboarding and training
Support compliance with LaSalle books and records obligations
Requirements A bachelor's degree in either legal, accounting, business or finance
At least 3 years’ relevant experience in the investment management industry – real estate preferred but not necessary
Highly analytical with good sense of understanding of the investment management industry
Detail oriented, motivated and willing to learn; able to multi-task in a fast-paced environment
Commercial attitude and enjoy working in team-driven environment with a collaborative spirit
Excellent written and oral communication skills; ability to work with colleagues across Asia Pacific and globally
Comfortable with adopting and using new technology tools, including AI-based tools and AI-assisted workflows
At JLL, we harness the power of artificial intelligence (AI) to efficiently accelerate meaningful connections between candidates and opportunities. Using AI capabilities, we analyze your application for relevant skills, experiences, and qualifications to generate valuable insights about how your unique profile aligns with the specific requirements of the role you're pursuing. Start a lasting career with LaSalle Investment Management today! For further information, please visit www.lasalle.com