Investment Compliance (Contract) - Investment Management

Compliance monitoring and alert remediation

Partner investment teams to strengthen mandate governance controls

About Our Client

Our client is a leading investment management organisation with a strong presence across Asia, managing diversified investment portfolios on behalf of policyholders and institutional investors.

Job Description

• Review and investigate compliance alerts generated following a recent compliance system migration.
• Analyse false positive alerts and identify root causes impacting compliance monitoring effectiveness.
• Validate that investment mandates, regulatory requirements, and governing documents are accurately reflected within the compliance platform.
• Support pre-trade and post-trade compliance monitoring activities across investment portfolios.
• Partner with investment, compliance, operations, and technology teams to resolve compliance monitoring issues.
• Liaise with external vendors and internal stakeholders to enhance compliance controls and processes.
• Conduct reviews and reconciliations of compliance rules against changing regulatory, mandate, and internal policy requirements.

The Successful Applicant

• Degree in relevant field
• Experience within Investment Compliance with understanding of investment mandates, regulatory requirements, and portfolio compliance monitoring.
• Hands-on experience with Aladdin Compliance System

What's on Offer

This opportunity offers exposure to a highly regarded investment management environment supporting large institutional and insurance portfolios across the region. The successful candidate will work alongside experienced investment, risk, and compliance professionals while contributing to a high-profile post-migration initiative.

Contact

Ginny Teo (Lic No: R22104515/ EA no: 18C9065)

Quote job ref

JN-092026-7098011

Phone number

+65 6541 9926

Michael Page (Personnel) Pte Ltd | Registration No.201736642C