Chief Compliance Officer (f/m/d)
Introduction:
UniCredit Invest Lux S.A. is the Luxembourg-based Management Company (UCITS and AIF) of UniCredit Group, one of the leading pan-European banks. As Super ManCoour core competence is the launch and management of investment funds in various formats, e.g. as UCITS mutual funds, ETFs, Alternative Investment Funds and German Special Funds (Cross border).
Position Overview:
UniCredit Invest Lux S.A. offers a position as Chief Compliance Officer within its Compliance Function.
The successful candidate will contribute to the maintenance of a robust compliance framework ensuring adherence to applicable Luxembourgish regulations governing UCITS and AIF structures. The role involves close cooperation with Conducting Officers, all relevant departments of the company and other internal and external stakeholders.
The Chief Compliance Officer supports the identification, assessment, monitoring and reporting of compliance risks while promoting a strong culture of integrity and regulatory awareness across the organization.
Key Responsabilities:
Supervise the Compliance Team
Contact Person of CSSF in all related Compliance topics
Execute the annual Compliance Monitoring Plan and perform periodic controls.
Monitor compliance with applicable laws, regulations and regulatory guidance, including UCITS, AIFMD, CSSF regulations and circulars, AML/CFT requirements, SFDR and other applicable frameworks.
Identify, assess and report compliance risks affecting the Company and its managed funds.
Support the maintenance and enhancement of the Compliance Risk Assessment.
Take over RC function in the Company and in funds
Perform monitoring and follow-up of regulatory breaches, incidents and remediation actions.
Conduct ongoing oversight of delegated activities from a compliance perspective and review delegate reporting.
Participate in due diligence reviews of delegates, service providers and distributors.
Monitor investment guideline and regulatory compliance breaches and ensure timely escalation where required.
Support regulatory change management initiatives and assess the impact of new regulatory developments.
Prepare compliance reports for Conducting Officers, Board of Directors and relevant committees.
Contributes to the preparation and review of compliance policies, procedures and internal controls.
Provide compliance advice to business functions and support new product launches and strategic initiatives.
Deliver compliance training and awareness programs.
Assist during internal audits and external audits or other upcoming surveys
Support AML/CFT activities and controls where applicable.
Contribute to ad hoc projects and initiatives related to the Compliance Function.
Your profile:
Master’s degree in law, Finance, Economics, Business Administration or a related field.
Minimum 6 years of experience in Compliance within a Luxembourg Management Company, AIFM, investment fund, audit firm or similar financial institution.
Good knowledge of the Luxembourg investment fund industry and applicable regulatory frameworks.
Sound understanding of UCITS, AIFMD, AML/CFT requirements and Luxembourg regulatory expectations.
Familiarity with SFDR, sustainability regulations and product governance requirements is considered an asset.
Strong analytical and organizational skills with attention to detail.
Ability to work independently while collaborating effectively within a small and dynamic organization.
Strong communication and stakeholder management skills.
High ethical standards and professional integrity.
Excellent command of English; German and/or Italian would be an asset
We offer:
The opportunity to join a growing Super ManCo with currently 30 bn AuM, within a leading pan European financial group.
Exposure to international fund management activities and regulatory developments.
Professional growth and development opportunities.
A collaborative and multicultural working environment.
Interesting and diversified responsibilities with direct visibility towards senior management and governance bodies.
Additional information:
How to apply
If you are interested in this position or you wish to send of a spontaneous application, please send us a copy of your up-to-date CV and cover letter with indication of the earliest date of entry via Jobs.lu
We will treat all application with the strictest confidentiality.
As part of our obligations regarding the recruitment process, we may request from you i) identity data and documents, including residency, ii) immigration status, iii) some supporting evidence of education, iv) criminal records (Bulletin N°3) and v) other data and documents related to the process.
Specific Data Protection notice:
When answering to this offer or by sending us a spontaneous application, you acknowledge the processing of your data via recruiters, the transfer and
processing of your data to our talent verification partner and the processing of your data by UniCredit (As defined under the General Data Protection (“GDPR”)
Art 6 (1) b).
UniCredit is data controller for the recruitment process and utilizes processors for verification, negotiation, screening and contact with candidates, additionally
UniCredit may perform open-source research and other analysis to corroborate information provided within the recruitment process.
Upon an unsuccessful process, your data will be retained for a period of 6 months as from the moment in which the position was filled and then the data will
be deleted within the limits of the law.
Should you join the team, your data will be retained and further processed during your employment.
If you have further questions about how we process your Personal Data, please feel free to contacting us to the email address data
protection.uib.lu@unicredit.eu or via our postal address 8-10 Rue Jean Monet L-2180 Luxembourg to the attention to the Data Protection Department.
Finally, you are entitled to file complaints related to the processing of your data to the National Commission for Data Protection (CNPD) at
1 Avenue du Rock’n Roll L-4361 Esch-sur-Alzette, Luxembourg or via their website .
UniCredit International Bank (Luxembourg) SA
Avenue de l’Aéroport 1
1110 Senningerberg