Audit Expert IB Execution Services

Your Career Comeback

We are more than just a bank. We are your partner. With an average client relationship of over 40 years, our clients trust us with the management of their assets. As a leading and global asset manager, stability and reliability have been among our decisive strengths for decades. For more than 160 years, we have been leading in industry innovations and repeatedly win awards for our performance. For seven consecutive years, we were awarded "Best Private Banking Services Overall".

The team

In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. You’ll be working in the Investment Banking Audit team in Zürich focusing on auditing the Investment Bank’s Execution Services and Research activities. The team covers controls of high-volume trading businesses globally (including electronic & algorithmic trading) in products such as Equities, ETD, and Foreign Exchange. In addition to scheduled audits, the team is also responsible for (i) maintaining relationships with IB management and control functions, (ii) continuously assessing the risk profile of the Execution Services businesses, and (iii) addressing inquiries from regulators.

Your skills and experience

• five or more years of experience in a similar position focused on auditing within the finance sector
• able to quickly understand complex investment banking processes and challenge the status quo, identifying risks and inadequacies in processes
• ability to effectively communicate with senior stakeholders and regulators
• familiarity with Investment Banking products and processes
• strong analytical skills and quantitative approach to problem solving
• willingness to keep up with industry, regulatory developments, and learn new concepts and methods
• master’s degree or equivalent focusing on Banking, Finance, Business Administration or Auditing
• fluent in English, German is a plus but not required

We offer

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback. Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us. Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.