Head of Compliance

Singapore A leading fintech stockbroking firm is seeking a Head of Compliance to lead the compliance function for its Singapore investment and stockbroking business. Key Responsibilities Lead the Singapore compliance framework and ensure ongoing regulatory compliance.

Manage relationships with MAS and other regulatory bodies.

Oversee compliance monitoring, risk assessments, audits, breaches and regulatory reporting.

Advise senior stakeholders and business teams on regulatory requirements.

Maintain policies and procedures in line with regulatory developments.

Support new investment products, business initiatives and provide compliance guidance.

Take senior management accountability under Singapore’s IAC regime .

Requirements 5+ years’ senior compliance experience in Singapore.

Strong knowledge of Singapore financial services and stockbroking/investment regulation .

Proven experience managing MAS relationships .

Relevant degree in Law, Finance, Business, Accounting or related field.

Strong stakeholder management, influencing and leadership skills.