Compliance Analyst

KYC, AML and Sanctions – APAC

Handling KYC, AML and sanctions screening and monitoring relating to the APAC region, including inbound KYC requests, onboarding checks and documentation for counterparties, investors and transaction participants based in or connected to Singapore, Hong Kong and the wider region.

Global Compliance Programme Support

Supporting outside business interest (OBI) monitoring and related compliance reviews.
Supporting Code of Ethics administration, including tracking completed certifications and related reconciliations

Managing the Joiners and Leavers tracker to ensure onboarding and offboarding compliance tasks are completed, including new hire onboarding, welcome communications and certifications.
Supporting UK Market Abuse Regulation compliance processes, including insider lists, PDMR compliance and related recordkeeping.

Compliance Support to Corporate Secretary – APAC

Providing compliance and organisational support to the corporate secretary function for its entities in Singapore and, as the business expands, Hong Kong, helping ensure local entity administration runs smoothly across the APAC region.
Helping triage and coordinate day-to-day queries relating to Singapore and Hong Kong entities, including from internal stakeholders and external corporate service providers, routing matters to the corporate secretary as needed.

Supporting entity formations, dissolutions, reorganisations and restructurings for entities across the APAC region as the business grows.

Bank Account Administration

Compiling and submitting KYC and onboarding documentation and supporting corporate documentation (e.g. constitutional documents, registers, authorised signatory lists) as part of account opening and periodic refresh processes.

Business Risk Working Group

Administering the Business Risk Working Group, including running risk certification and assessment processes across the business.

_Qualifications& experience_

Experience working in compliance, including AML/sanctions, with exposure to corporate secretarial or governance support strongly preferred
Experience supporting a legal and compliance team essential

Financial services and/or in-house compliance experience, ideally in a regulated or multi-jurisdictional environment
Experience working with Refinitiv WorldCheck, Salesforce, CompySci , and/or iManage helpful