Business Detective Controls Analyst
Must-have:FinTech
Job Description – Business Detective Controls Analyst
Corporate Title Range : Analyst Contract duration : 12 Months Contract Location: Singapore (Changi Business Park / CapitaSpring)
My client is a global wealth management leader that delivers personalized financial solutions integrating investment management, capital markets, trust and banking to ultra-high net worth and high net worth individuals and families in 36 countries. Business Control Management Detective Controls Team is responsible for performing the first-line-of-defense control activities that are crucial to ensure the Bank’s regulatory compliance from selling practice and suitability perspective.
Key Responsibilities
- Perform transaction reviews through listening to voicelogs and examining documents
- Escalate possible breaches / issues noted for discussion
- Perform basis data analysis to support reporting activities
- Support root cause analysis and review
- Record meeting minutes and draft issue summaries
Experience / Exposure
- Experience in Private Bank / Wealth Management is preferred but not compulsory
- Strong understanding of MS Office tools (Excel,Powerpoint,Word)
- Experience on VB Scripting, Tableau, Xceptor, Alteryx and Robotics Automation tools preferred
- Strong communication, interpersonal, analytical skills
- Open minded, able to share information, knowledge and expertise with peers and team members
Key Competencies
- Due to the need to review logs recording for Hong Kong clients, applicants need to be proficient in English, Mandarin and Cantonese.
- Ability to get up to speed quickly with new or unfamiliar subject matter
- A strong sense of ownership and responsibility, able to deliver against deadlines
- Bachelor degree in Accounting, Finance, or Business is preferred
EA License: 94C3609 Reg no: R1987153