Regulatory Reporting Associate
A Career with Point72's Regulatory Reporting Team
Point72's Regulatory Reporting department's global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creation of policies and procedures, and providing process measurement reporting. The department is responsible for preparing reports, generating and coordinating responses for larger cross-departmental filings, managing external vendor relationships, oversight of Technology supporting regulatory filings, evaluating automation options, and administering data standards. The various regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).
What you'll do
Support the preparation and review of filing responses for various regulators (e.g., SEC, NFA, FCA, MAS)
Execute MiFID II transaction reporting obligations, including monitoring, validation, and remediation of reporting issues across relevant asset classes
Gather requirements, perform functional and data analysis, and contribute to the development of functional and technical specifications for regulatory reporting processes
Partner with business teams to clearly document requirements and workflows for regulations
Contribute to the maintenance and improvement of the team's controls framework
Conduct class action lawsuit analysis as required
Respond to Compliance inquiries and regulatory data requests with timely, data-backed analysis
Conduct position and transaction monitoring checks to ensure reporting accuracy
Utilize data analytical and automation tools to detect anomalies in reporting data and improve reporting processes
Work with development teams to ensure data is correctly sourced from trading and booking systems
Investigate complex system infrastructure to understand the impact of data flows, booking models, and trading systems on reporting accuracy
Monitor regulatory submissions and escalate issues to senior team members in a timely manner
Support cross-departmental filings and coordination efforts as needed
What's required
Bachelor’s degree in finance, accounting, economics, mathematics, law, or a related field
2–4 years of experience working in a regulatory reporting function at a financial institution, with an understanding of hedge/investment fund structures
Hands-on experience with MiFID II transaction reporting (e.g., reference data reporting, trade reporting across OTC and exchange-traded products)
Working knowledge of financial products, including equities, fixed income, exchange-traded derivatives, and OTC derivatives
Practical knowledge of SQL, Alteryx, Tableau or AI tools, as well as proficiency in Excel and MS Office Suite
Able to document cohesive workflows and requirements across multiple business units
Superior problem-solving, critical thinking, and analytical skills
Outstanding communication and interpersonal skills — the work is often team-based and requires one to be relationship oriented
Sound professional judgment and ability to exercise discretion with sensitive information
Commitment to the highest ethical standards
We take care of our people
We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
Sports card
Private life insurance
Private medical and dental care, with vision allowance
Private pension scheme
Volunteer opportunities
Support for employee-led affinity groups representing women, people of color and the LGBT+ community
Business travel accident insurance
Employee assistance program
Educational assistance reimbursement
About Point72
Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit What We Do - Point72 .
Our Warsaw office gives us access to world-class talent with a reputation for excellence and innovation. We're looking to build an office of subject-matter experts whose fresh perspectives will help evolve our infrastructure and advance the capabilities of our teams. Learn more at https://point72.com/locations/warsaw-office/