Compliance Advisory Manager - Specialist Banking
Must-have:FinTech
About the company
This is an excellent opportunity for a Compliance professional looking to step into a broader advisory-focused role within a growing and collaborative financial services environment. The position offers exposure across regulatory compliance, conduct risk, consumer duty and governance, providing significant opportunity for professional development and progression.
Your tasks
Description
- Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory.
- Provide practical Compliance advice and constructive challenge across the Bank's consumer credit, mortgage and banking activities, including deposits and ISAs.
- Be a key point of contact for advisory queries on Consumer Duty, conduct risk, product governance, complaints, customer communications and financial promotions.
- Review and challenge policies, procedures, customer journeys, scripts and operational processes, with a clear focus on fair customer outcomes.
- Review and approve financial promotions, ensuring they are clear, fair, not misleading and aligned with relevant regulatory requirements.
Requirements
A successful 'Compliance Advisory Manager' should have
- Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory experience.
- Experience in a UK regulated financial services environment, ideally including consumer credit, mortgages, banking, deposits or ISAs.
- Compliance, risk, audit or assurance experience, with the confidence to provide practical advice and constructive challenge.
- Experience supporting business change, transformation, regulatory implementation or project activity from a Compliance or assurance perspective.
What we offer
Job Offer
- Permanent Compliance Advisory Manager position based in Basingstoke.
- Salary of up to £65,000 dependent on the level of experience.
- Competitive benefits (to be confirmed upon application).
Other
Client Details UK Challenger Bank based in Basingstoke focusing on Savings/Deposits, Property Finance, Retail Finance and Specialist Lending.