Compliance Manager

Compliance Manager

London

Specialist Alternative Asset Manager

I am working with a Specialist Alternative Asset Manger on the look out to bring in a Compliance Manager. This will be a broad, hands-on role reporting directly into the Head of Compliance, with real responsibility to support the UK regulated business across a range of compliance matters.

Your responsibilities will include:

• Owning the Compliance Monitoring Plan
• Advising the Investment and Distribution Teams
• Working on Financial Promotions
• Overseeing best execution and product governance
• Reporting any issues into senior management and board

Key requirements:

• 5+ years Compliance experience
• Financial Services compliance experience, specifically within Investment Manager or Asset Manager
• Alternatives or private markets experience would be a plus
• Generalist compliance professional with experience in compliance monitoring, financial promotions and best execution
• A doer who isn't afraid of rolling up their sleeves

We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit and for our privacy policy.