Regulatory Compliance Vice President – Asset Management (7-month Contract)
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Must-have:Senior
We are partnering with a leading global financial institution to hire a VP, Regulatory Compliance to support its Asset Management business in Singapore. This is a 7-month maternity cover position.
Responsibilities
- Provide regulatory compliance and financial crime advisory to the Asset Management business.
- Assess regulatory developments and their impact on products, investment activities and business initiatives.
- Support implementation and enhancement of compliance policies, frameworks and controls.
- Advise the business on regulatory matters, including AML/CFT requirements.
- Partner with local, regional and global Compliance/Risk stakeholders on regulatory initiatives.
- Support regulatory, audit and compliance reviews, including remediation and escalation of issues.
- Prepare compliance and risk updates for senior management and governance forums.
Requirements
- Around 5 years of Compliance experience within fund/asset management.
- Strong knowledge of investment products and the regulatory environment.
- Experience in regulatory advisory and interpreting regulatory changes.
- Strong stakeholder management, communication and influencing skills.
- Comfortable working with senior management and regulators.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109164 | Valenzuela Alexandra Marie Tolentino