Regulatory Compliance Testing (12-Month Contract)

Your tasks

Support the Singapore Regulatory Monitoring & Testing team in assessing the effectiveness of regulatory controls, identifying compliance gaps, and driving timely remediation to ensure adherence to applicable Singapore regulatory requirements.

• Regulatory Compliance Testing: Plan and execute independent compliance testing and monitoring reviews against applicable Singapore regulations, including the Banking Act, Securities and Futures Act, and Financial Advisers Act.
• Control Assessment: Evaluate the adequacy and effectiveness of regulatory compliance controls, processes, and procedures; identify gaps and recommend practical improvements.
• Quality Assurance: Conduct independent quality assurance reviews to assess compliance with regulatory requirements, internal policies, and established standards.
• Issue Remediation: Work closely with Business Units and Risk Partners to address findings, monitor corrective actions, and ensure timely and sustainable closure of identified issues.
• Reporting & Analysis: Prepare clear and concise testing reports, management updates, dashboards, and trend analysis to highlight key findings, control weaknesses, and areas for improvement.
• Framework Enhancement: Contribute to the development and enhancement of compliance testing methodologies, sampling approaches, review criteria, policies, and procedures.
• Stakeholder Collaboration: Coordinate with Group Compliance and relevant stakeholders to ensure consistency in testing approaches, reporting standards, and compliance oversight.

Requirements

• Bachelor’s degree in Banking & Finance, Business, or a related discipline; relevant professional qualifications are advantageous.
• At least 3 years of relevant experience in Regulatory Compliance Testing, Compliance Monitoring, or Compliance Quality Assurance within the banking or financial services industry.
• Demonstrated experience in testing non-FCC/AML regulatory compliance requirements, preferably covering Singapore banking and securities regulations.
• Good understanding of regulatory compliance frameworks, control testing methodologies, issue identification, and remediation tracking.
• Strong analytical, critical thinking, and report-writing skills, with the ability to translate testing findings into actionable recommendations.
• Proficiency in data analytics tools and techniques is an advantage; ICA qualifications or equivalent compliance certifications would be beneficial.
• Good communication and stakeholder management skills, with the ability to work effectively with business and compliance teams.

Other

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No:R21102223 | Goh Choon Mui