Internal Audit Assistant Manager (Insurance, Sales Audit)
We are looking for an experienced professional to join a growing Internal Audit team in a newly created position , with a particular focus on sales advisory, conduct and distribution-related risks .
This opportunity is particularly suited to candidates from insurance companies or Financial Advisory (FA) firms , including those currently in Internal Audit, Compliance or Line 1.5 / Business Risk who are keen to move into Internal Audit.
Key Responsibilities
- Plan and execute risk-based internal audits, from scoping and control testing through to reporting and remediation follow-up.
- Review the effectiveness of controls around sales advisory processes, conduct and regulatory requirements .
- Conduct investigations, thematic reviews and Balanced Scorecard (BSC) reviews relating to sales practices and advisory standards.
- Identify control gaps, root causes and emerging risks, and recommend practical improvements.
- Partner closely with stakeholders across the 1st and 2nd Lines of Defence to identify potential red flags and strengthen controls.
- Support major business and change initiatives from a risk and controls perspective.
Requirements
- Degree in Accountancy, Business, Finance or a related discipline.
- At least 5 years of relevant experience within financial services, ideally within insurance or an FA firm .
- Strong exposure to sales advisory, sales conduct, distribution controls and/or regulatory compliance .
- Candidates from Internal Audit, Compliance, Business Risk or Line 1.5 functions are welcome to apply.
- Exposure to BSC reviews, investigations or sales advisory monitoring would be advantageous.
- Strong stakeholder management, analytical and communication skills.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109164 | Valenzuela Alexandra Marie Tolentino