Support the compliance team in conducting compliance training and regular compliance reviews across various business units to ensure ongoing adherence to internal control frameworks and external regulatory requirements
Monitor developments and provide guidance to business units on compliance with relevant regulations (e.g. Securities and Futures Act, Financial Advisers Act), best practices and industry standards
Contribute to firm-wide compliance projects and strategic initiatives
Prepare compliance reports and presentations
Assist with other compliance-related duties and projects as assigned
Requirements
Independent, driven, resourceful and meticulous
High sense of responsibility and integrity
Strong interpersonal and analytical skills
Ability to commit for a minimum period of 3 months
