Corporate Actions Officer (Private Bank)
Overview:
Processing of Mandatory and Voluntary Corporate Action events spanning global markets and all products covering Singapore and Hong Kong booking centres
Ensure daily activities are conducted professionally and accurately while ensuring that internal guidelines and policies are followed
Description:
Coordinates with internal departments and external sub custodians, custodians, agents & brokers to ensure that daily work meets organizational standards
Monitor the queries received and provide responses or holding replies within a reasonable timeframe.
Review daily inward/outward swift messages pertaining to Corporate Actions
Processing & Reconciling positions and subsequently the entitlements due from Corporate Actions related transaction
Monitor confirmation of entitlement and ensure entries posted on accurate and timely basis
Perform daily review on reconciliation breaks for all activity with timely follow up and resolution
Perform review on daily reconciliation before market deadlines in order to mitigate any possible operation risk of missing/incomplete processing of voluntary events resulting to possible operation loss
Participate in User-Acceptance-Testing when required
Demonstration of appropriate values and behaviours including but not limited to standards on honesty and integrity, due care and diligence, fair dealing (treating customers fairly), management of conflicts of interest, competence and continuous development, adequate risk management, and compliance with applicable laws and regulations
Work with the relevant teams in fulfilment of regulatory requirements.
Requirements:
- Diploma / Degree with at least 1-3 years of related banking working experience in Corporate Actions/ Securities Ops
- Good communication skills and able to interact with people at various levels
- High level of integrity, commitment and drive to excel in the role
- Demonstrates initiative, passion, independence and is an effective team-player
- Able to work in a fast-paced environment and handle tight deadlines
- Excellent inter-personal skills with service oriented mind-set
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence:11C3793 | Charnele Tan . Registration No: R1105360