Risk & Compliance | Sathorn Asset Management

Key Responsibilities

• Coordinate and maintain the Business Continuity Management (BCM) framework, including DRP exercises and Call Tree testing.
• Monitor compliance with regulatory requirements, internal policies, and risk management standards.
• Conduct operational risk assessments and annual AML/CFT risk assessments.
• Manage KYC periodic reviews and support AML reporting to relevant regulators.
• Assess risks of external service providers and outsourced vendors.
• Facilitate risk awareness and communicate risk management policies across business units.
• Prepare risk and compliance reports for management and regulatory authorities.

Qualifications: Bachelor's degree or higher in Business Administration, Finance, Law, Risk Management, or related fields 1-5 years of experience in BCM, Operational Risk, Compliance, Internal Audit, Internal Control, or Risk Management within Banking, Financial Services, Asset Management, or Insurance. Experience coordinating DRP/BCP exercises and business continuity activities is highly preferred. Strong analytical, problem-solving, and stakeholder management skills. Good command of English and proficiency in Microsoft Office.