Compliance Advisory AVP

About the company

Our client, a Global Brokerage, are looking for a Compliance Advisory AVP to join their Compliance team based in London.

Your tasks

Responsibilities below

• Provide Compliance Advisory services to the business.
• Review/audit/investigation requests from Exchanges and Regulators
• FATCA and CRS Audit and Advisory; ad hoc tax projects
• Research in relation to keeping up to date on financial regulatory developments
• Monitoring and problem solving with regards to MiFIR transaction reporting

Requirements

Previous experience within Compliance Advisory is preferred.

How to apply

For further information please don't hesitate to contact me on my email: