Compliance Administrator - IFA - Part-time

About the company

This is a great opportunity for someone with experience in financial services administration or compliance to join a supportive team, helping maintain regulatory standards and ensure the smooth running of compliance processes.

Your tasks

Working closely with the financial planning and management teams, your responsibilities will include:

• Supporting compliance with FCA regulations and carrying out client file reviews.
• Maintaining accurate compliance records, policies and procedures.
• Analysing compliance data and undertaking due diligence on products and providers.
• Managing training, competency and CPD records.
• Providing general administrative support where required.

Requirements

You will have at least two years' experience in administration and/or compliance within a financial advisory business, alongside strong organisational skills and excellent attention to detail.

You'll be confident using IT systems, communicate effectively and enjoy working as part of a small team. A proactive attitude, integrity and discretion are essential, along with a willingness to learn and undertake further qualifications.

Relevant financial planning or compliance qualifications would be an advantage but are not essential.

What we offer

What's on Offer?

• 30 days' annual leave, pro rata.
• Pension scheme and private medical cover.
• Flexible working arrangements.
• Support for ongoing professional development.

How to apply

Interested? If you have a background in financial services administration or compliance and are looking for a flexible, part-time opportunity, apply today to find out more.

Other

We are looking for a proactive and detail-oriented Compliance Administrator to join a growing financial services business in Leicester.