Front Office risk and controls analyst
Must-have:Hybrid
About the company
My London based client are currently hiring for an experienced Front Office Risk and Controls Analyst to join their team on a permanent basis. This is an excellent opportunity for a consultant with strong experience within Investments and Wealth Management to join an established team and business.
Your tasks
The role will be responsible for
- Monitoring team portfolio risks and ensuring adherence with all regulatory requirements and internal policies.
- Supporting the team to meet MI and KPIs
- Supporting the resolution of client mandate breaches
- Supporting front office colleagues with Portfolio risk matters
- Helping to provide risk related training to the wider business
Requirements
Relevant experience for the role includes
- Strong experience of working in a similar role previously
- Experience of working in a discretionary or advisory investment environment
- Experience of using platforms like Figaro is similar
- Experience of using FCA conduct of business rules
- Experience of working closely with investment managers to resolve risk and compliance issues
Other
This role is a hybrid role based in central London. For more information please apply directly.