-NEW- 6 Months Distribution Monitoring Analyst (Financial Services)

Job Responsibilities: ·       Manage compliance reporting, misconduct trends and data analysis for distribution channels, ensuring accurate and timely completion of reports and submissions. ·       Conduct thorough investigations into suspected agency misconduct, assess findings and recommend appropriate actions to address substantiated sales and conduct issues. ·       Engage customers and distribution channels to gather relevant information and conduct fair, objective assessments of alleged misconduct. ·       Monitor adherence to market and business conduct requirements across distribution channels, ensuring compliance with applicable regulations, industry standards and internal policies. ·       Stay updated on relevant regulatory requirements, compliance standards and business rules to support effective conduct risk management. ·       Support and deliver compliance projects and initiatives to meet regulatory requirements, strengthen controls and improve operational processes. ·       Assist with policy replacement and appeal reviews, ensuring cases are assessed consistently and in accordance with established guidelines. ·       Adhoc tasks and projects as assigned Job Requirements ·       Minimum Diploma in a related discipline ·       Minimum 1years of relevant experience ·       Able to start immediately or within short notice

Interested candidates, kindly email your detailed resumes in MS word format to joseph.koh@ambition.com.sg Attention to Joseph Koh Wei Jie(R1873431) Shortlisted candidates will be notified www.ambition.com.sg EA Registration Number: R1873431 Data provided is for recruitment purposes only Business Registration Number:200611680D. License Number: 10C5117