Senior Compliance Officer / Expert

Markets Integrity

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Senior Compliance Officer / Expert Markets Integrity

Legal & Compliance - Netherlands Amsterdam - Legal & Compliance - 36-40 - Scale 12: € 7.048 - € 10.068 pm

At a glance

As Senior Compliance Officer, you will be a member of the Business Compliance team that supports ABN AMRO's Corporate Banking (CB) client unit. The team provides guidance, advice and challenge on the full range of compliance topics (excluding AML/Financial Crime) and monitors the business' adherence to the regulatory and policy requirements.

The CB Compliance team also has a bank-wide role regarding the Markets Integrity risk theme, covering regulations such as MAD/MAR, MiFIR and EMIR. The available position in the team takes the lead on this 'Risk Theme Expert' role for Markets Integrity (primary focus) and contributes to general Business Compliance activities for Corporate Banking.

Your job

Risk Theme Expert:

• Develop and maintain Compliance policies and standards related to Market Abuse and Market Transparency.
• Define and maintain reference controls for Market Abuse and Market Transparency and driving/monitoring implementation via local controls in all relevant entities of the bank.
• Stay informed on control testing results related to Market Abuse and Market Transparency across the bank and keep line of sight over issues (IMATs) and associated action plans.
• In cooperation with Business Compliance Officers, establish and maintain regulatory lineage for Market Abuse and Market Transparency, by linking the articles from relevant regulations (e.g. MAR, MiFIR, EMIR) to bank policies, controls, procedures and other measures to substantiate full and effective implementation of the regulations across the bank.
• Keep abreast of new and changing laws, regulations and other market developments in relation to Market Abuse and Market Transpar...